Compliance Officer

Today, companies are constantly urged to drastically reduce their carbon footprint. By trading in a wide variety of renewable energy products, STX enables businesses to achieve this goal. In doing so, we contribute to a more transparent environmental commodities market and, therefore, a greener world. We’re looking for a Compliance Officer to join our business and the extremely dynamic market we operate in, and to embark on a journey with us towards a better tomorrow. 

ABOUT STX OPERATIONS

STX Group is successfully expanding its global operations with significant contribution from the Operations functions including the IT, HR, Mid-Office, Risk, Finance, Legal and Compliance teams. Comprising of over 60 professionals globally, these teams collectively provide a strong foundation for STX Group to reach its growth strategy by ensuring trades are processed smoothly and the company is run efficiently and effectively. Our Operations function is fast-growing as a result of both the rapid growth of the business, as well as growing complexity. 

KEY RESPONSIBILITIES

  • Take a leading role in development and implementation of the Compliance program in the US, in cooperation with our global organization
  • Acting as a trusted advisor, guiding the US organization on Compliance issues and challenges
  • Structuring and conducting regular and ad-hoc compliance risk assessments, as well as implementing adequate Compliance controls
  • Staying on top of relevant regulatory developments
  • Manage key relationships with internal and external stakeholders
  • Initiate and lead special projects related to Compliance
  • Drive consistency, efficiency, and automation for regional and global activities of the team
  • Strong interaction with the front office teams in a new challenging and growing environment, be able to understand their strategy and ready to challenge them when/if required
  • Drafting, implementing, and updating policies and procedures
  • Assessing new product initiatives
  • Work closely with Legal, Finance, Trade Ops and Risk to improve the flow of information across departments and accuracy of analysis
  • Build awareness of Compliance and regulations among staff by providing support and trainin

KEY REQUIREMENTS

  • BSc/BA in Business administration, Finance or Economics, Law, or other relevant field
  • Minimum of 5-7 year in a similar position in Financial services, (Commodity) Trading, or other relevant business
  • Experience and familiarity with US securities laws, CFTC, SEC, incl. but not limited to Dodd-Frank, Anti-bribery and corruption, OFAC Sanctions
  • Knowledge of and experience with the KYC regulatory environment
  • Ability to have a detailed and thorough approach, while being practical and responsive to daily needs and urgencies
  • Self-motivated and demonstrated ability to work independently as well as in a team environment
  • Must be creative and open-minded to find the best possible solution for issues
  • Able to liaise, communicate with various departments
  • Not afraid to give your opinion, put sensitive items up for discussion
  • Ability to work in an international environment across cultures
  • Excellent command of the English language
  • Work permit in the United States

COMPENSATION AND BENEFITS

  • Company sponsored private medical health insurance
  • Base compensation range: $125,000 – $175,000. Flexible based on level and experience
  • Bonus and deferred compensation eligible
  • 401k plan with company match
  • Fringe benefits
  • Competitive remuneration package
  • Professional and international working environment
  • Working in a fast-paced company
  • Strong focus on personal and professional development

GET IN TOUCH

Are you ready to embark on a journey with us? Please submit your application for this job by clicking on the “apply” button. For further questions, please contact the Recruitment department on recruitment@stxgroup.com. Acquisition based on this vacancy is not appreciated.